SharkN approved a one-time limited waiver permitting its chairman to sell a portion of his holdings.

Key Highlights:

  • Board granted a one-time limited waiver to Chairman CJ Xuning Wang from the insider trading blackout policy.
  • Waiver allowed Mr. Wang to sell part of his holdings to an existing institutional investor in a private, registration-exempt transaction.
  • Board reviewed facts and circumstances and concluded the limited waiver was appropriate in this case.

Original SEC Filing:

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